Disclosures
Avitas Wealth Management, LLC (“Avitas”) is an SEC registered investment adviser located in Los Angeles, California.
Avitas and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC registered investment advisers by those states in which Avitas maintains clients.
Avitas may only transact business in those states in which it is registered, notice filed, or qualifies for an exemption or exclusion from registration or notice filing requirements.
Avitas’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Avitas’s web site on the Internet should not be construed by any consumer and/or prospective client as Avitas’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Furthermore, information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Avitas.
For information pertaining to the registration status of Avitas, please see the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov and https://adviserinfo.sec.gov/firm/summary/291155
A copy of Avitas’s current written disclosure statement discussing Avitas’s business operations, services, and fees is available from Avitas upon written request.
Avitas does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Avitas’s web site or incorporated herein, and takes no responsibility therefore.
All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.
TERMS AND CONDITIONS:
The terms and conditions of use set forth below apply to each of the pages of this website (collectively, the “Website”). Please read these terms and conditions of use carefully before using this Website. By using this Website, you signify your agreement with the following terms and conditions of use without limitation or qualification. Avitas Wealth Management, LLC (“AWM”) or Avitas Capital Partners, LLC (“ACP”) may at any time revise these conditions by updating this posting. You are bound by any such revisions and should therefore periodically visit this page to review the then-current terms and conditions of use to which you are bound.
NOT AN OFFER OF ADVISORY SERVICES AND SECURITIES
This Website is limited to the dissemination of general information about the services provided by AWM. This Website and the information contained herein does not constitute an offer to sell or a solicitation to buy any securities or related financial instruments in any jurisdiction in which such offer or solicitation, purchase or sale would be unlawful under the securities, insurance or other laws of such jurisdiction.
TOTAL FIRM ASSETS*
Total firm assets are sourced from form ADV, includes all managed assets as well as assets under advisement. As of December 31, 2022, AWM managed assets of $996,960,303 on a discretionary basis and $0 on a non-discretionary basis. Assets under advisement are assets on which a firm provides advice or consultation but for which a firm does not have discretionary authority or does not arrange or effectuate transactions. AWM also has assets under advisement totaling $170,878,402.
QUALIFIED PURCHASERS
As defined in Section 2(a)(51) of the Investment Company Act. A ‘‘Qualified purchaser’’ means: (i) any natural person (including any person who holds a joint, community property, or other similar shared ownership interest in an issuer that is excepted under section 3(c)(7) with that person’s qualified purchaser spouse) who owns not less than $5,000,000 in investments, (other than personal residence and business assets) as defined by the Commission; (ii) any company that owns not less than $5,000,000 in investments and that is owned directly or indirectly by or for 2 or more natural persons who are related as siblings or spouse (including former spouses), or direct lineal descendants by birth or adoption, spouses of such persons, the estates of such persons, or foundations, charitable organizations, or trusts established by or for the benefit of such persons; (iii) any trust that is not covered by clause (ii) and that was not formed for the specific purpose of acquiring the securities offered, as to which the trustee or other person authorized to make decisions with respect to the trust, and each settlor or other person who has contributed assets to the trust, is a person described in clause (i), (ii), or (iv); or (iv) any person, acting for its own account or the accounts of other qualified purchasers, who in the aggregate owns and invests on a discretionary basis, not less than $25,000,000 in investments.
INVESTMENT INFORMATION AND RISK
It should not be assumed that past investment performance is an indication of future results. Wherever there is the potential for profit there is also the possibility of loss. There is no assurance the services/plans being promoted will lead to a successful investment result. Information throughout this site, articles or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our sources believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this web site should be interpreted to state or imply that past results are an indication of future performance. Neither our information providers nor we shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY,COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE.
LIMITATION OF LIABILITY
While AWM uses reasonable efforts to include accurate and up-to-date information on this Website, errors or omissions sometimes occur. AMW makes no warranties or representations as to the accuracy of this Website. Under no circumstances shall AWM or any party involved in creating, producing, or delivering the Website be liable for any direct, incidental, consequential, indirect, or punitive damages that result from the use of, or the inability to use, the materials on this Website, even if we have been advised of the possibility of such damages. Because some jurisdictions do not allow the exclusion or limitation of liability for consequential or incidental damages, in such states liability is limited to the fullest extent permitted by law. AWM also assumes no responsibility, and shall not be liable for, any damages to, or viruses that may infect, your computer equipment or other property on account of your access to, use of, or browsing in the website, or the downloading of any materials, data, text, images, video, or audio from this website. If you are dissatisfied with any portion of the site, or with any of these terms of use, your sole and exclusive remedy is to discontinue using this site. The information (including text, graphics, videos and functionality) is presented without express or implied warranties and is provided “as is.” Due to the nature of the Internet, AWM cannot guarantee the accuracy of the information contained in this Website or its suitability for any purpose. The information available on this Website is posted for informational purposes only.
RESTRICTIONS ON USE OF MATERIALS
Except as otherwise permitted by AWM, no materials from WWW.AvitasWealth.com or any website owned, operated, licensed or controlled by AWM may be copied, reproduced, republished, uploaded, posted, transmitted or distributed in any way. You may download material displayed on this website for non-commercial, personal use only, provided you also retain all copyright and other proprietary notices contained on the materials. You may not distribute, modify, transmit, reuse, report or use the content of this Website for public or commercial purposes, including the text, images, audio and video, without AWM’s prior written permission.
TRADEMARKS AND COPYRIGHTS
All trademarks, service marks, trade names, logos, and icons are proprietary of AWM and other referenced third parties including but not limited to Avitas Total Wealth Organization® (TWO®). Nothing contained on the Website should be construed as granting, by implication or otherwise, any license or right to use any trademark displayed on this Website without the prior written permission of AWM or such third party that may own the trademarks displayed on this Website. Your use of the trademarks displayed on this Website, or any other content on this Website, except as provided herein, is strictly prohibited. Inquiries concerning use of AWM’s trademarks, service marks, trade names, logos, icons, copyrights or other intellectual property should be addressed to Avitas Wealth Management, LLC., 1901 Avenue of the Stars, Suite 1901, Los Angeles, CA 90067. Images displayed on this Website are either the property of, or used with permission by, AWM. The use of these images by you, or anyone else authorized by you, is prohibited unless specifically permitted herein. Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes.
LINKS TO OTHER WEBSITES
This Website may contain links to other websites. AWM does not review or monitor any websites linked from or to the Site and will not be responsible for the content of any such linked website. If you decide to access the linked website, you do so at your own risk. AWM is not responsible for the information, materials or services obtained on or from such other websites and will not be liable in any respect for any damages arising from your access of such websites. Any such links are provided merely for the convenience of the users of the Website and the inclusion of the links does not imply any endorsement, representation or warranty by AWM with respect to any such website or the content or services contained through such websites. Furthermore, you agree not to link any of your websites or any third party website to this Website without the express prior written consent of AWM. Charles Schwab & Co. assumes no liability for the content or presentation of linked sites. In addition, AWM does not review the Schwab web site, and makes no representation regarding the content of the web site. This web site is for informational purposes only and does not constitute a complete description of our investment services or performance.
GOVERNING LAW AND CONSENT TO JURISDICTION
These terms and conditions of use shall be governed by and construed in accordance with the laws of the state of California applicable to agreements made and to be performed wholly within such state. You agree that any dispute or action at law or inequity arising out of or relating to these terms and conditions of use or your use of the Site shall be commenced only in the state or federal courts located in Los Angeles County, California and you hereby consent and submit to the personal jurisdiction of such courts for the purposes of any such dispute or action.
WAIVER
No waiver by AWM of any right under or term or provision of these terms and conditions of use will be deemed a waiver of any other right, term or provision of these terms and conditions of use at that time or a waiver of that or any other right, term or provision of these terms and conditions of use at any other time. Integration and severability: If any provision of these terms and conditions of use is found to be invalid, unlawful, void or for any reason unenforceable then that provision shall be deemed severable from these terms and conditions of use and shall not affect the validity and enforceability of any remaining provisions. These terms and conditions of use represent and constitute the entire agreement between AWM and you relating the subject matter discussed herein.
TERMINATION
These terms and conditions of use are effective until terminated by AWM. However, you may terminate the terms and conditions of use at any time by destroying all information and materials obtained by you or on your behalf from the Website and all associated documentation, copies, and installations whether made under these terms or otherwise. Such termination by you will not be effective until AWM, in its sole discretion, determines that you have complied with all terms or conditions stated herein. Upon termination of these terms you must destroy all information and materials obtained by you or on your behalf from the Website and all associated documentation, copies, and installation whether made under these terms or otherwise. AWM, an SEC registered Investment Advisor, is registered with all appropriate regulatory bodies. Currently we have clients in CA as well as other states and are registered and/or notice filed with the appropriate regulatory bodies. IMPORTANT CONSUMER INFORMATION, State of California, Department of Business Oversight 1) An investment adviser may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s investment adviser requirements, as the case may be; and 2) Follow-up individualized responses to consumers in a particular state by an investment adviser that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s investment adviser requirements, or pursuant to an applicable state exemption or exclusion. 3) For information concerning the licensure status or disciplinary history of an investment adviser, a consumer should contact his or her state securities law administrator.
IMPORTANT NOTICE
Charles Schwab & Co., Inc. (“Schwab”) is a registered broker-dealer, and is not affiliated with any advisor(s) whose name(s) appear(s) on this Web site. Avitas Wealth Management, LLC (“Avitas Wealth”) is an independently owned and operated SEC registered investment adviser. Schwab neither endorses nor recommends any particular advisor or investment strategy. Avitas Wealth provides investment advisory services to clients or prospective clients where Avitas Wealth is properly licensed or exempt for licensure and a client agreement is in place. Schwab has agreements with Avitas Wealth under which Schwab provides Avitas Wealth with services related to client accounts. Schwab does not review the Avitas Wealth Web site, and makes no representation regarding the content of the Web site. The information contained in the Avitas Wealth Web site should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities. Charles Schwab & Co., Inc. (“Schwab”) has allowed Avitas Wealth to include a link to Schwab’s Web site and your Schwab account information as a courtesy. Schwab is not affiliated in any way with Avitas Wealth and is not responsible for any information or content on the Avitas Wealth website.
IN THE PRESS: NON-ENDORSEMENT OF ANY THIRD PARTY SERVICE/NAME
Listed Media and/or inclusion of media trademarks should not be interpreted as an award or ranking of any kind, and does not constitute as any recommendation or endorsement of AWM personnel, services or products.
RECOGNITIONS
2016 Top Wealth Advisor Moms: SHOOK Research considered wealth advisors who are mothers with at least one child living at home and under the age of 18. Ranking algorithm is based on qualitative measures derived from telephone and in-person interviews and surveys: service models, investing process, client retention, industry experience, review of compliance records, firm nominations, etc.; and quantitative criteria, such as assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research LLC. Neither SHOOK nor Working Mother receives compensation from the advisors or their firms in exchange for placement on a ranking. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings. METHODOLOGY SHOOK Research considered wealth advisers who are mothers with at least one child living at home and under the age of 18. Ranking
algorithm is based on qualitative measures derived from telephone and in-person interviews and surveys: service models, investing process, client retention, industry experience, review of compliance records, firm nominations, etc.; and quantitative criteria, such as assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisers rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research LLC. Neither SHOOK nor Working Mother receives compensation from the advisers or their firms in exchange for placement on a ranking. Link to Index.
2021 Los Angeles Business Journal: Largest Money Management Firms Financial information from Securities and Exchange Commission filings. Note: Information for this list was provided by representatives of the firms. Firms are ranked by assets under management in L.A. County offices as of Dec. 31, 2020. To the best of our knowledge, this information is accurate as of press time. While every effort is made to ensure the accuracy and thoroughness of the list, omissions and typographical errors sometimes occur. Please send corrections or additions on company letterhead to the Research Department, Los Angeles Business Journal, 11150 Santa Monica Blvd., Suite 350, Los Angeles 90025. ©2020 Los Angeles Business Journal. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.
2021 Los Angeles Business Journal: Most Influential Wealth Managers . The practice of wealth management has developed significantly in recent years as a result of growth of affluence worldwide. The recent developments in the fintech market have helped to open up new private wealth management products and services to people with smaller amounts of disposable income. Those factors are also an indicator of just how important a role wealth managers play in our overall financial landscape. For this issue, we’ve reviewed the careers of many of the most notable wealth management professionals in the region and have selected some of the very best to be showcased here. Listed alphabetically, you’ll find some of Los Angeles’ leading experts on the subject, along with some basic information about their careers and specialties. Los Angeles Business Journal, 11150 Santa Monica Blvd., Suite 350, Los Angeles 90025. ©2020 Los Angeles Business Journal. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings. The list and article are available to view in the print version of the August 2021 issue and online at ( Link to Index).
2021 FA Magazine RIA Ranking: Discretionary and nondiscretionary AUM reported on Form ADV. *Average assets per client relationship. Based on 2020 total assets. Link to Index. Avitas Wealth Management was included in the Financial Advisor’s Magazine of 2021 RIA Survey and Ranking List. This list is the publication’s 15th annual ranking of independent advisory firms. The ranking was based on 2020 year end discretionary and non-discretionary AUM reported on ADV. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC, and provide financial planning and related services to individual clients. Firms must have at least $50 million in assets under management as of December 31, 2020. Corporate RIA firms and investment advisor representatives (IARs) were not eligible for this survey. The list was segmented by asset categories: 1) $1 billion and over; 2) $500 million to <$1billion; 3) $300 million to <$500 million; 4) $150 million to <$300 million; 5) $100 million to <$150 million; and 6) <$100 million. Within each of the asset category segments, firms were ranked by 2020 year end discretionary and non-discretionary AUM. Avitas Wealth Management received an email invitation to participate in FA’s annual nation-wide RIA ranking survey. Avitas Wealth Management completed the survey. The survey review included information provided by Avitas Wealth Management, as well as public data available through the firm’s ADV filing. No payment was required for participating in the survey. After receiving notice of inclusion in the list and list publication, Avitas Wealth Management elected not to pay for electronic use or hard copy reprints. No organizational memberships were required of the Firm or individuals. Ranking on this list is not representative of any one client’s experience and is not indicative of Avitas Wealth Managements future performance. Avitas Wealth Management is not aware of any facts that would call into question the validity of the ranking or the appropriateness of advertising inclusion in this list. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.
2022 FA Magazine RIA Ranking: Discretionary and nondiscretionary AUM reported on Form ADV. *Average assets per client relationship. Based on 2021 total assets. Link to Index. Avitas Wealth Management was included in the Financial Advisor’s Magazine of 2022 RIA Survey and Ranking List. This list is the publication’s 16th annual ranking of independent advisory firms. The ranking was based on 2021 year end discretionary and non-discretionary AUM reported on ADV. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC, and provide financial planning and related services to individual clients. Firms must have at least $500 million in assets under management as of December 31, 2021. Corporate RIA firms and investment advisor representatives (IARs) were not eligible for this survey. The list was segmented by asset categories: 1) $1 billion and over; 2) $500 million to <$1billion; 3) $300 million to <$500 million; 4) $150 million to <$300 million; 5) $100 million to <$150 million; and 6) <$100 million. Within each of the asset category segments, firms were ranked by 2021 year end discretionary and non-discretionary AUM. Avitas Wealth Management received an email invitation to participate in FA’s annual nation-wide RIA ranking survey. Avitas Wealth Management completed the survey. The survey review included information provided by Avitas Wealth Management, as well as public data available through the firm’s ADV filing. No payment was required for participating in the survey. After receiving notice of inclusion in the list and list publication, Avitas Wealth Management elected not to pay for electronic use or hard copy reprints. No organizational memberships were required of the Firm or individuals. Ranking on this list is not representative of any one client’s experience and is not indicative of Avitas Wealth Managements future performance. Avitas Wealth Management is not aware of any facts that would call into question the validity of the ranking or the appropriateness of advertising inclusion in this list. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.
2021 ThinkAdvisor LUMINARIES: The Class of 2021 includes winners in four categories: Diversity & Inclusion, Thought Leadership, Executive Leadership and Dealmaking/Growth. Profiles of those being recognized in the first two categories will be posted soon, while those for the honorees in the second two categories will be posted in October. Members of the Class of 2021 LUMINARIES were selected by a distinguished and diverse panel of judges from across the advice industry, as well by our editorial team. Avitas Wealth Management received recognition in the “Thought Leadership & Education LUMINARIES for Firms – RIAs” (Link to Index). Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.
2022 L.A. Times B2B Publishing Banking and Finance: Trends, Updates & Visionaries: The visionaries profiled in this section were all nominated by their colleagues and peers and selected by our B2B Publishing stakeholders. Each of these senior-level executives has demonstrated successes and accomplishments during the last 24 months as well as leadership in their organizations while impacting change within their communities. This content is produced by the L.A. Times B2B Publishing team. It doesn’t involve the editorial staff of the L.A. Times. Avitas Wealth Management received recognition in the “Leaders in Banking and Finance” category. The list and article are available to view in the print version of the March 2022 issue (Link to Index). Los Angles Times© 2300 E. Imperial Highway, El Segundo, CA 90245 Avitas Wealth Management is not aware of any facts that would call into question the validity of the ranking or the appropriateness of advertising inclusion in this list. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.
2022 L.A. Business Journal Leaders of Influence: Private Equity, Investors and Advisors: Methodology: The professionals featured in these pages did not pay to be included. Their profiles were drawn from nomination materials submitted to the Los Angeles Business Journal. Those selected for inclusion were reviewed by the editorial department and chosen based on a demonstration of impact made on the profession and on the Los Angeles community. Each of these senior-level executives has demonstrated successes and accomplishments during the last 24 months as well as leadership in their organizations while impacting change within their communities. The list and article are available to view in the print version of the June 2022 issue (Link to Index). Please send corrections or additions on company letterhead to the Research Department, Los Angeles Business Journal, 11150 Santa Monica Blvd., Suite 350, Los Angeles 90025. ©2022 Los Angeles Business Journal. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.
2023 L.A. Times B2B Publishing Banking and Finance: Trends, Updates & Visionaries: The visionaries profiled in this section were all nominated by their colleagues and peers and selected by our B2B Publishing stakeholders. Each of these senior-level executives has demonstrated successes and accomplishments during the last 24 months as well as leadership in their organizations while impacting change within their communities. This content is produced by the L.A. Times B2B Publishing team. It doesn’t involve the editorial staff of the L.A. Times. Avitas Wealth Management received recognition in the “Leaders in Banking and Finance” category. The list and article are available to view in the print version of the March 2023 issue (Link to Index). Los Angles Times© 2300 E. Imperial Highway, El Segundo, CA 90245 Avitas Wealth Management is not aware of any facts that would call into question the validity of the ranking or the appropriateness of advertising inclusion in this list. Neither Avitas Wealth Management, LLC or its employees pay a fee in exchange for these rankings.